Tuesday, 11 March 2014

linear algebra - Does Nakayama Lemma imply Cayley-Hamilton Theorem?




Consider the Cayley-Hamilton Theorem in the following form:



CH: Let A be a commutative ring, a an ideal of A, M a finitely generated A-module, ϕ an A-module endomorphism of M such that ϕ(M)aM. Then there are coefficients aia such that ϕn+a1ϕn1++an=0.



This theorem can be proved by using elementary linear algebra in the context of rings. As a corollary, we find the following two versions of Nakayama's Lemma:



NAK1: Let A be a commutative ring, M a finitely generated A-module and aA an Ideal such that aM=M. Then there is an x=1\mod\mathfrak{a} such that xM=0.



Proof. One just sets \phi=\operatorname{id} and plugs in x=1+a_1+\dots+a_n.




It follows:



NAK2: Let M be a finitely generated A-module, \mathfrak{a} an ideal contained in the Jacobson radical of A. Then \mathfrak{a}M=M implies M=0.



Proof. Indeed, xM=0 for an element x\in 1+\mathfrak{a}\subseteq 1+J(A), which is a unit, hence M=0.



However, one can prove Nakayama's Lemma avoiding linear algebra:



Alternative proof of NAK2: Let u_1,\dots,u_n be a generating system of M. u_n\in M=\mathfrak{a}M, so u_n=a_1u_1+\dots+a_nu_n. Subtracting, (1-a_n)u_n=a_1u_1+\dots+a_{n-1}u_{n-1}. But 1-a_n is a unit, since a_n\in J(A), hence u_n\in\langle u_1,\dots,u_{n-1}\rangle. Iterating, we see that all u_i have been zero.




Alternative proof of Nak1: Let S=1+\mathfrak{a}. Then S^{-1}\mathfrak{a}\subseteq J(S^{-1}A). If M=\mathfrak{a}M, then S^{-1}M=S^{-1}(\mathfrak{a}M)=(S^{-1}\mathfrak{a})(S^{-1}M), thus Nak2 implies S^{-1}M=0. As M is finitely generated, there is an x\in S such that xM=0.



Now for my question:




Can CH be deduced from Nakayama's Lemma, avoiding linear algebra, in particular the theory of determinants?




By the way, the arguments are taken from Atiyah-Macdonald, I did not find them myself.


Answer





Nakayama Lemma. Let N be a finitely generated R-module, and J\subseteq R. Suppose that J is closed under addition and multiplication and JN=N. Then there is a\in J such that (1+a)N=0. (Here by JN we denote the subset of linear combinations of N with coefficients in J.)



Cayley-Hamilton Theorem. Let A be a commutative ring, I an ideal of A, M a finitely generated A-module, \phi an A-module endomorphism of M such that \phi(M)\subseteq IM. Then there are n\ge 1 and a_i\in I^i such that \phi^n+a_1\phi^{n-1}+\dots+a_n=0.




Nakayama Lemma implies Cayley-Hamilton Theorem:



M is an A[X]-module via Xm=\varphi(m). Moreover, M is also a finitely generated A[X]-module. By hypothesis XM\subseteq IM. Now consider the ring A[X,X^{-1}], the localization of A[X] with respect to the multiplicative set S generated by X, and the finitely generated A[X,X^{-1}]-module S^{-1}M (which we denote by M[X^{-1}]). The set J=\{a_1X^{-1}+\cdots+a_{r}X^{-r}:a_i\in I^i, r\ge1\} is closed under addition and multiplication, and moreover JM[X^{-1}]=M[X^{-1}]: if m\in M and since XM\subseteq IM we have Xm\in IM. Then Xm=a_1m_1+\cdots+a_nm_n with a_j\in I, and therefore m=(a_1X^{-1})m_1+\cdots+(a_nX^{-1})m_n\in JM[X^{-1}].




Now by Nakayama Lemma (for R=A[X,X^{-1}] and N=M[X^{-1}]) there is p\ge 1 such that (1+a_1X^{-1}+\cdots+a_{p}X^{-p})M[X^{-1}]=0. In particular, (1+a_1X^{-1}+\cdots+a_{p}X^{-p})M=0, that is, \dfrac{(X^p+a_1X^{p-1}+\cdots+a_p)m}{X^p}=0 for all m\in M. Since M is finitely generated there is s\ge0 such that X^s(X^p+a_1X^{p-1}+\cdots+a_p)M=0. Now set n=s+p and conclude that \varphi^{n}+a_1\varphi^{n-1}+\cdots+a_n=0 with a_i\in I^i.


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